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Welcome

ASX Compliance Monitor

ACM is an online compliance monitoring system which forms the primary mechanism for compliance-related interaction between ASX Compliance and ASX Market, ASX Clearing Corporation and ASX Settlement Corporation Participants.


Return Lodgement and Monitoring System

RLM is an online system which ASX Participants must use to electronically complete and submit their financial returns as required under the ASX Operating Rules.


ASX TradeAccept

ASX TradeAccept is a web-based system for registration of off-market trades (EFPs and Block trades) as well as telephone trades.

Information about ASX Projects, Products and Services can be found in this section.

Short sale reporting

Securities Lending 

This reporting facility has been introduced to improve the transparency of Securities Lending in the Australian Equities Market.

Participants Application Kit

The Participants Application Kit should be referenced for all information relating to the Participant Application process, ranging from initial guideline information through to specific pro forma documentation required to be submitted with an application.

The Kit has been structured under the following headings to provide easy navigation for new or existing Participants according to the trading platform (Equities or Futures) and the type of Participation required (Trading, Clearing or Settlement):

  • Application Process
  • Capital Monitoring
  • Compliance
  • Market Data
  • Operations

For any queries relating to the contents of the Participant Application Kit, please contact participants@asx.com.au.

Equities Market

Futures Market